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Electronic Code of Federal Regulations
17 CFR--PART 200
View Printed Federal Register page 75 FR 49820 in PDF format.
Amendment(s) published August 16, 2010, in 75 FR 49820
Effective Dates: August 16, 2010
2. Section 200.30-4 is amended by revising paragraph (a)(13) to read as follows:
§200.30-4 Delegation of authority to Director of Division of Enforcement.
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(a) * * *
(13) To order the making of private investigations pursuant to section 19(c) of the Securities Act of 1933 (15 U.S.C. 77s(c)), section 21(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78u(b)), section 42(b) of the Investment Company Act of 1940 (15 U.S.C. 80a-41(b) and section 209(b) of the Investment Advisers Act of 1940 (15 U.S.C. 80b-9(b)).
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