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Electronic Code of Federal Regulations

blue pill

e-CFR Data is current as of October 21, 2014

Title 48Chapter 9Subchapter IPart 970


TITLE 48—Federal Acquisition Regulations System

CHAPTER 9—DEPARTMENT OF ENERGY

SUBCHAPTER I—AGENCY SUPPLEMENTARY REGULATIONS

PART 970—DOE MANAGEMENT AND OPERATING CONTRACTS

rule

Subpart 970.01—MANAGEMENT AND OPERATING CONTRACT REGULATORY SYSTEM

970.0100
970.0100   Scope of part.
970.0103
970.0103   Publication and codification.
rule

Subpart 970.03—IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST

970.0309
970.0309   Whistleblower Protection of Contractor Employees.
970.0309-1
970.0309-1   Applicability.
970.0370
970.0370   Management Controls and Improvements.
970.0370-1
970.0370-1   Policy.
970.0370-2
970.0370-2   Contract clause.
970.0371
970.0371   Conduct of employees of DOE management and operating contractors.
970.0371-1
970.0371-1   Scope of section.
970.0371-2
970.0371-2   Applicability.
970.0371-3
970.0371-3   Definition.
970.0371-4
970.0371-4   Gratuities.
970.0371-5
970.0371-5   Use of privileged information.
970.0371-6
970.0371-6   Incompatibility between regular duties and private interests.
970.0371-7
970.0371-7   Outside employment of contractor employees.
970.0371-8
970.0371-8   Employee disclosure concerning other employment services.
970.0371-9
970.0371-9   Contract clause.
rule

Subpart 970.04—ADMINISTRATIVE MATTERS

970.0404
970.0404   Safeguarding classified information.
970.0404-1
970.0404-1   Definitions.
970.0404-2
970.0404-2   General.
970.0404-3
970.0404-3   Responsibilities of contracting officers.
970.0404-4
970.0404-4   Solicitation provision and contract clauses.
970.0407
970.0407   Contractor records retention.
970.0407-1
970.0407-1   Applicability.
970.0407-1-1
970.0407-1-1   Alternate retention schedules.
970.0407-1-2
970.0407-1-2   Access to and ownership of records.
970.0407-1-3
970.0407-1-3   Contract clause.
970.0470
970.0470   Department of Energy Directives.
970.0470-1
970.0470-1   General.
970.0470-2
970.0470-2   Contract clause.
rule

Subpart 970.08—REQUIRED SOURCES OF SUPPLIES AND SERVICES

970.0801
970.0801   Excess personal property.
970.0801-2
970.0801-2   Policy.
970.0808
970.0808   Acquisition of printing and related supplies.
970.0808-00
970.0808-00   Scope.
970.0808-2
970.0808-2   Policy.
970.0808-3
970.0808-3   Contract clause.
rule

Subpart 970.09—CONTRACTOR QUALIFICATIONS

970.0905
970.0905   Organizational and consultant conflicts of interest.
970.0970
970.0970   Performance guarantees.
970.0970-1
970.0970-1   Determination of responsibility.
970.0970-2
970.0970-2   Solicitation provision.
rule

Subpart 970.11—DESCRIBING AGENCY NEEDS

970.1100
970.1100   Policy.
970.1100-1
970.1100-1   Performance-based contracting.
970.1100-2
970.1100-2   Additional considerations.
970.1103-4
970.1103-4   Contract clause.
970.1170
970.1170   Work authorization.
970.1170-1
970.1170-1   Policy.
970.1170-2
970.1170-2   Contract provision.
rule

Subpart 970.15—CONTRACTING BY NEGOTIATION

970.1504
970.1504   Contract pricing.
970.1504-1
970.1504-1   Price analysis.
970.1504-1-1
970.1504-1-1   Fees for management and operating contracts.
970.1504-1-2
970.1504-1-2   Fee policy.
970.1504-1-3
970.1504-1-3   Special considerations: Laboratory management and operation.
970.1504-1-4
970.1504-1-4   Types of contracts and fee arrangements.
970.1504-1-5
970.1504-1-5   General considerations and techniques for determining fixed fees.
970.1504-1-6
970.1504-1-6   Calculating fixed fee.
970.1504-1-7
970.1504-1-7   Fee base.
970.1504-1-8
970.1504-1-8   Special equipment purchases.
970.1504-1-9
970.1504-1-9   Special considerations: Cost-plus-award-fee.
970.1504-1-10
970.1504-1-10   Special considerations: Fee limitations.
970.1504-1-11
970.1504-1-11   Documentation.
970.1504-2
970.1504-2   Price negotiation.
970.1504-3
970.1504-3   Documentation.
970.1504-3-1
970.1504-3-1   Cost or pricing data.
970.1504-4
970.1504-4   Special cost or pricing areas.
970.1504-4-1—970.1504-4-3
970.1504-4-1--970.1504-4-3   [Reserved]
970.1504-5
970.1504-5   Solicitation provision and contract clauses.
rule

Subpart 970.17—SPECIAL CONTRACTING METHODS

970.1706
970.1706   Management and operating contracts.
970.1706-1
970.1706-1   Award, renewal, and extension.
970.1706-2
970.1706-2   Contract clause.
970.1707
970.1707   Work for others.
970.1707-1
970.1707-1   Scope.
970.1707-2
970.1707-2   Purpose.
970.1707-3
970.1707-3   Terms governing work for others.
970.1707-4
970.1707-4   Contract clause.
rule

Subpart 970.19—SMALL BUSINESS PROGRAMS

970.1907
970.1907   The Small Business Subcontracting Program.
970.1907-4
970.1907-4   Subcontracting plan requirements.
rule

Subpart 970.22—APPLICATION OF LABOR POLICIES

970.2200
970.2200   Scope of subpart.
970.2201
970.2201   Basic labor policies.
970.2201-1
970.2201-1   Labor relations.
970.2201-1-1
970.2201-1-1   General.
970.2201-1-2
970.2201-1-2   Policies.
970.2201-1-3
970.2201-1-3   Contract clause.
970.2201-2
970.2201-2   Overtime management.
970.2201-2-1
970.2201-2-1   Policy.
970.2201-2-2
970.2201-2-2   Contract clause.
970.2204
970.2204   Labor standards for contracts involving construction.
970.2204-1
970.2204-1   Statutory and regulatory requirements.
970.2204-1-1
970.2204-1-1   Administrative controls and criteria for application of the Davis-Bacon Act in operational or maintenance activities.
970.2208
970.2208   Equal employment opportunity.
970.2210
970.2210   Service Contract Act.
970.2270
970.2270   Unemployment compensation.
rule

Subpart 970.23—ENVIRONMENT, ENERGY AND WATER EFFICIENCY, RENEWABLE ENERGY TECHNOLOGIES, OCCUPATIONAL SAFETY AND DRUG-FREE WORK PLACE

970.2301
970.2301   Sustainable acquisition.
970.2301-1
970.2301-1   Policy.
970.2301-2
970.2301-2   Contract clauses.
970.2303
970.2303   Hazardous materials identification and material safety.
970.2303-2-70
970.2303-2-70   General.
970.2303-3
970.2303-3   Contract clauses.
970.2305
970.2305   Workplace substance abuse programs—management and operating contracts.
970.2305-1
970.2305-1   General.
970.2305-2
970.2305-2   Applicability.
970.2305-3
970.2305-3   Definitions.
970.2305-4
970.2305-4   Solicitation provision and contract clause.
970.2306
970.2306   Suspension of payments, termination of contract, and debarment and suspension actions.
rule

Subpart 970.25—FOREIGN ACQUISITION

970.2570
970.2570   Contract clauses.
rule

Subpart 970.26—OTHER SOCIOECONOMIC PROGRAMS

970.2670
970.2670   Implementation of Section 3021 of the Energy Policy Act of 1992.
970.2670-1
970.2670-1   Requirements.
970.2671
970.2671   Diversity.
970.2671-1
970.2671-1   Policy.
970.2671-2
970.2671-2   Contract clause.
970.2672
970.2672   Implementation of Section 3161 of the National Defense Authorization Act for Fiscal Year 1993.
970.2672-1
970.2672-1   Policy.
970.2672-2
970.2672-2   Requirements.
970.2672-3
970.2672-3   Contract clause.
970.2673
970.2673   Regional partnerships.
970.2673-1
970.2673-1   Policy.
970.2673-2
970.2673-2   Contract clause.
rule

Subpart 970.27—PATENTS, DATA, AND COPYRIGHTS

970.2701
970.2701   General.
970.2701-1
970.2701-1   Applicability.
970.2702
970.2702   Patent related clauses.
970.2702-1
970.2702-1   Authorization and consent.
970.2702-2
970.2702-2   Notice and assistance regarding patent and copyright infringement.
970.2702-3
970.2702-3   Patent indemnity.
970.2702-4
970.2702-4   Royalties.
970.2702-5
970.2702-5   Rights to proposal data.
970.2702-6
970.2702-6   Notice of right to request patent waiver.
970.2703
970.2703   Patent rights.
970.2703-1
970.2703-1   Purposes of patent rights clauses.
970.2703-2
970.2703-2   Patent rights clause provisions for management and operating contractors.
970.2704
970.2704   Rights in data.
970.2704-1
970.2704-1   General.
970.2704-2
970.2704-2   Procedures.
970.2704-3
970.2704-3   Contract clauses.
970.2770
970.2770   Technology Transfer.
970.2770-1
970.2770-1   General.
970.2770-2
970.2770-2   Policy.
970.2770-3
970.2770-3   Technology transfer and patent rights.
970.2770-4
970.2770-4   Contract clause.
rule

Subpart 970.28—BONDS AND INSURANCE

970.2803
970.2803   Insurance.
970.2803-1
970.2803-1   Workers' Compensation Insurance.
970.2803-2
970.2803-2   Contract clause.
rule

Subpart 970.29—TAXES

970.2902
970.2902   Federal excise taxes.
970.2902-3
970.2902-3   Other Federal tax exemptions.
970.2903
970.2903   State and local taxes.
970.2903-2
970.2903-2   Application of State and local taxes to the Government.
970.2904
970.2904   Contract clauses.
970.2904-1
970.2904-1   Management and operating contracts.
rule

Subpart 970.30—COST ACCOUNTING STANDARDS ADMINISTRATION

970.3002
970.3002   CAS program requirements.
970.3002-1
970.3002-1   CAS applicability.
rule

Subpart 970.31—CONTRACT COST PRINCIPLES AND PROCEDURES

970.3101-00-70
970.3101-00-70   Scope of subpart.
970.3101-9
970.3101-9   Advance agreements.
970.3101-10
970.3101-10   Indirect cost rate certification and penalties on unallowable costs.
970.3102-3-70
970.3102-3-70   Home office expenses.
970.3102-05
970.3102-05   Selected costs.
970.3102-05-4
970.3102-05-4   Bonding costs.
970.3102-05-6
970.3102-05-6   Compensation for personal services.
970.3102-05-18
970.3102-05-18   Independent research and development and bid and proposal costs.
970.3102-05-19
970.3102-05-19   Insurance and indemnification.
970.3102-05-22
970.3102-05-22   Lobbying and political activity costs.
970.3102-05-28
970.3102-05-28   Other business expenses.
970.3102-05-30
970.3102-05-30   Patent costs.
970.3102-05-30-70
970.3102-05-30-70   Patent costs and technology transfer costs.
970.3102-05-33
970.3102-05-33   Professional and consultant service costs.
970.3102-05-46
970.3102-05-46   Travel costs.
970.3102-05-47
970.3102-05-47   Costs related to legal and other proceedings.
970.3102-05-70
970.3102-05-70   Preexisting conditions.
970.3170
970.3170   Contract clause.
rule

Subpart 970.32—CONTRACT FINANCING

970.3200
970.3200   Policy.
970.3200-1
970.3200-1   Reduction or suspension of advance, partial, or progress payments.
970.3200-1-1
970.3200-1-1   Contract clause.
970.3204
970.3204   Advance payments.
970.3204-1
970.3204-1   Applicability.
970.3270
970.3270   Standard financial management clauses.
rule

Subpart 970.34—MAJOR SYSTEM ACQUISITION

970.3405
970.3405   General requirements.
970.3405-2
970.3405-2   Mission-oriented solicitation.
970.35
970.35   Research and development contracting.
rule

Subpart 970.35—RESEARCH AND DEVELOPMENT CONTRACTING

970.3500
970.3500   Scope of subpart.
970.3501
970.3501   Federally funded research and development centers.
970.3501-1
970.3501-1   Sponsoring agreements.
970.3501-2
970.3501-2   Using an FFRDC.
970.3501-3
970.3501-3   Reviewing FFRDC's.
970.3501-4
970.3501-4   Contract clause.
rule

Subpart 970.36—CONSTRUCTION AND ARCHITECT-ENGINEER CONTRACTS

970.3605
970.3605   Contract clauses.
970.3605-1
970.3605-1   Other contracts.
970.3605-2
970.3605-2   Special construction clause for operating contracts.
rule

Subpart 970.37—FACILITIES MANAGEMENT CONTRACTING

970.3706
970.3706   Performance-based acquisition.
970.3706-1
970.3706-1   General.
970.3770
970.3770   Facilities management.
970.3770-1
970.3770-1   Policy.
970.3770-2
970.3770-2   [Reserved]
rule

Subpart 970.41—ACQUISITION OF UTILITY SERVICES

970.4102
970.4102   Acquiring utility services.
970.4102-1
970.4102-1   Policy.
rule

Subpart 970.42—CONTRACT ADMINISTRATION

970.4207-03-02
970.4207-03-02   Certificate of costs.
970.4207-03-70
970.4207-03-70   Contract clause.
970.4207-05-01
970.4207-05-01   Contracting officer determination procedure.
rule

Subpart 970.43—CONTRACT MODIFICATIONS

970.4302
970.4302   Changes.
970.4302-1
970.4302-1   Contract clause.
rule

Subpart 970.44—MANAGEMENT AND OPERATING CONTRACTOR PURCHASING

970.4400
970.4400   Scope.
970.4401
970.4401   Responsibilities.
970.4401-1
970.4401-1   General.
970.4401-2
970.4401-2   Review and approval.
970.4401-3
970.4401-3   Advance notification.
970.4402
970.4402   Contractor purchasing system.
970.4402-1
970.4402-1   Policy.
970.4402-2
970.4402-2   General requirements.
970.4402-3
970.4402-3   Purchasing from contractor-affiliated sources.
970.4402-4
970.4402-4   Nuclear material transfers.
970.4403
970.4403   Contract clause.
rule

Subpart 970.45—GOVERNMENT PROPERTY

970.4501
970.4501   General.
970.4501-1
970.4501-1   Contract clause.
rule

Subpart 970.49—TERMINATION OF CONTRACTS

970.4905
970.4905   Contract termination clause.
970.4905-1
970.4905-1   Termination for convenience of the government and default.
rule

Subpart 970.50—EXTRAORDINARY CONTRACTUAL ACTIONS AND THE SAFETY ACT

970.5001
970.5001   Residual powers.
970.5001-4
970.5001-4   Contract clause.
970.5070
970.5070   Indemnification.
970.5070-1
970.5070-1   Scope and applicability.
970.5070-2
970.5070-2   General.
970.5070-3
970.5070-3   Contract clauses.
rule

Subpart 970.52—SOLICITATION PROVISIONS AND CONTRACT CLAUSES FOR MANAGEMENT AND OPERATING CONTRACTS

970.5200
970.5200   Scope of subpart.
970.5201
970.5201   Text of provisions and clauses.
970.5203-1
970.5203-1   Management controls.
970.5203-2
970.5203-2   Performance improvement and collaboration.
970.5203-3
970.5203-3   Contractor's organization.
970.5204-1
970.5204-1   Counterintelligence.
970.5204-2
970.5204-2   Laws, regulations, and DOE directives.
970.5204-3
970.5204-3   Access to and ownership of records.
970.5208-1
970.5208-1   Printing.
970.5209-1
970.5209-1   Requirement for guarantee of performance.
970.5211-1
970.5211-1   Work authorization.
970.5215-1
970.5215-1   Total available fee: Base fee amount and performance fee amount.
970.5215-2
970.5215-2   [Reserved]
970.5215-3
970.5215-3   Conditional payment of fee, profit, and other incentives—facility management contracts
970.5215-4
970.5215-4   Cost reduction.
970.5215-5
970.5215-5   Limitation on fee.
970.5217-1
970.5217-1   Work for Others Program.
970.5222-1
970.5222-1   Collective Bargaining Agreements Management and Operating Contracts.
970.5222-2
970.5222-2   Overtime management.
970.5223-1
970.5223-1   Integration of environment, safety, and health into work planning and execution.
970.5223-3
970.5223-3   Agreement regarding Workplace Substance Abuse Programs at DOE sites.
970.5223-4
970.5223-4   Workplace Substance Abuse Programs at DOE Sites.
970.5223-6
970.5223-6   Executive Order 13423, Strengthening Federal Environmental, Energy, and Transportation Management.
970.5223-7
970.5223-7   Sustainable acquisition program.
970.5226-1
970.5226-1   Diversity plan.
970.5226-2
970.5226-2   Workforce restructuring under section 3161 of the National Defense Authorization Act for fiscal year 1993.
970.5226-3
970.5226-3   Community commitment.
970.5227-1
970.5227-1   Rights in data-facilities.
970.5227-2
970.5227-2   Rights in data-technology transfer.
970.5227-3
970.5227-3   Technology transfer mission.
970.5227-4
970.5227-4   Authorization and consent.
970.5227-5
970.5227-5   Notice and assistance regarding patent and copyright infringement.
970.5227-6
970.5227-6   Patent indemnity—subcontracts.
970.5227-7
970.5227-7   Royalty information.
970.5227-8
970.5227-8   Refund of royalties.
970.5227-9
970.5227-9   Notice of right to request patent waiver.
970.5227-10
970.5227-10   Patent rights—management and operating contracts, nonprofit organization or small business firm contractor.
970.5227-11
970.5227-11   Patent rights—management and operating contracts, for-profit contractor, non-technology transfer.
970.5227-12
970.5227-12   Patent rights—management and operating contracts, for-profit contractor, advance class waiver.
970.5228-1
970.5228-1   Insurance—litigation and claims.
970.5229-1
970.5229-1   State and local taxes.
970.5231-4
970.5231-4   Preexisting conditions.
970.5232-1
970.5232-1   Reduction or suspension of advance, partial, or progress payments upon finding of substantial evidence of fraud.
970.5232-2
970.5232-2   Payments and advances.
970.5232-3
970.5232-3   Accounts, records, and inspection.
970.5232-4
970.5232-4   Obligation of funds.
970.5232-5
970.5232-5   Liability with respect to cost accounting standards.
970.5232-6
970.5232-6   Work for others funding authorization.
970.5232-7
970.5232-7   Financial management system.
970.5232-8
970.5232-8   Integrated accounting.
970.5235-1
970.5235-1   Federally funded research and development center sponsoring agreement.
970.5236-1
970.5236-1   Government facility subcontract approval.
970.5237-2
970.5237-2   [Reserved]
970.5242-1
970.5242-1   Penalties for unallowable costs.
970.5243-1
970.5243-1   Changes.
970.5244-1
970.5244-1   Contractor purchasing system.
970.5245-1
970.5245-1   Property.


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