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Electronic Code of Federal Regulations

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e-CFR Data is current as of November 25, 2014

Title 40Chapter ISubchapter CPart 97


TITLE 40—Protection of Environment

CHAPTER I—ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

SUBCHAPTER C—AIR PROGRAMS (CONTINUED)

PART 97—FEDERAL NOX BUDGET TRADING PROGRAM AND CAIR NOX AND SO2 TRADING PROGRAMS

rule

Subpart A—NOX BUDGET TRADING PROGRAM GENERAL PROVISIONS

§97.1
Purpose.
§97.2
Definitions.
§97.3
Measurements, abbreviations, and acronyms.
§97.4
Applicability.
§97.5
Retired unit exemption.
§97.6
Standard requirements.
§97.7
Computation of time.
rule

Subpart B—NOX AUTHORIZED ACCOUNT REPRESENTATIVE FOR NOX BUDGET SOURCES

§97.10
Authorization and responsibilities of NOX authorized account representative.
§97.11
Alternate NOX authorized account representative.
§97.12
Changing NOX authorized account representative and alternate NOX authorized account representative; changes in owners and operators.
§97.13
Account certificate of representation.
§97.14
Objections concerning NOX authorized account representative.
rule

Subpart C—PERMITS

§97.20
General NOX Budget Trading Program permit requirements.
§97.21
Submission of NOX Budget permit applications.
§97.22
Information requirements for NOX Budget permit applications.
§97.23
NOX Budget permit contents.
§97.24
NOX Budget permit revisions.
rule

Subpart D—COMPLIANCE CERTIFICATION

§97.30
Compliance certification report.
§97.31
Administrator's action on compliance certifications.
rule

Subpart E—NOX ALLOWANCE ALLOCATIONS

§97.40
Trading program budget.
§97.41
Timing requirements for NOX allowance allocations.
§97.42
NOX allowance allocations.
§97.43
Compliance Supplement Pool.
rule

Subpart F—NOX ALLOWANCE TRACKING SYSTEM

§97.50
NOX Allowance Tracking System accounts.
§97.51
Establishment of accounts.
§97.52
NOX Allowance Tracking System responsibilities of NOX authorized account representative.
§97.53
Recordation of NOX allowance allocations.
§97.54
Compliance.
§97.55
Banking.
§97.56
Account error.
§97.57
Closing of general accounts.
rule

Subpart G—NOX ALLOWANCE TRANSFERS

§97.60
Submission of NOX allowance transfers.
§97.61
EPA recordation.
§97.62
Notification.
rule

Subpart H—MONITORING AND REPORTING

§97.70
General requirements.
§97.71
Initial certification and recertification procedures.
§97.72
Out of control periods.
§97.73
Notifications.
§97.74
Recordkeeping and reporting.
§97.75
Petitions.
§97.76
Additional requirements to provide heat input data.
rule

Subpart I—INDIVIDUAL UNIT OPT-INS

§97.80
Applicability.
§97.81
General.
§97.82
NOX authorized account representative.
§97.83
Applying for NOX Budget opt-in permit.
§97.84
Opt-in process.
§97.85
NOX Budget opt-in permit contents.
§97.86
Withdrawal from NOX Budget Trading Program.
§97.87
Change in regulatory status.
§97.88
NOX allowance allocations to opt-in units.
rule

Subpart J—APPEAL PROCEDURES

§97.90
Appeal procedures.
rule

Subpart AA—CAIR NOX ANNUAL TRADING PROGRAM GENERAL PROVISIONS

§97.101
Purpose.
§97.102
Definitions.
§97.103
Measurements, abbreviations, and acronyms.
§97.104
Applicability.
§97.105
Retired unit exemption.
§97.106
Standard requirements.
§97.107
Computation of time.
§97.108
Appeal procedures.
rule

Subpart BB—CAIR DESIGNATED REPRESENTATIVE FOR CAIR NOX SOURCES

§97.110
Authorization and responsibilities of CAIR designated representative.
§97.111
Alternate CAIR designated representative.
§97.112
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
§97.113
Certificate of representation.
§97.114
Objections concerning CAIR designated representative.
§97.115
Delegation by CAIR designated representative and alternate CAIR designated representative.
rule

Subpart CC—PERMITS

§97.120
General CAIR NOX Annual Trading Program permit requirements.
§97.121
Submission of CAIR permit applications.
§97.122
Information requirements for CAIR permit applications.
§97.123
CAIR permit contents and term.
§97.124
CAIR permit revisions.
rule

Subpart DD—[RESERVED]

rule

Subpart EE—CAIR NOX ALLOWANCE ALLOCATIONS

§97.140
State trading budgets.
§97.141
Timing requirements for CAIR NOX allowance allocations.
§97.142
CAIR NOX allowance allocations.
§97.143
Compliance supplement pool.
§97.144
Alternative of allocation of CAIR NOX allowances and compliance supplement pool by permitting authority.
Appendix
Appendix A to Subpart EE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations
rule

Subpart FF—CAIR NOX ALLOWANCE TRACKING SYSTEM

§97.150
[Reserved]
§97.151
Establishment of accounts.
§97.152
Responsibilities of CAIR authorized account representative.
§97.153
Recordation of CAIR NOX allowance allocations.
§97.154
Compliance with CAIR NOX emissions limitation.
§97.155
Banking.
§97.156
Account error.
§97.157
Closing of general accounts.
rule

Subpart GG—CAIR NOX ALLOWANCE TRANSFERS

§97.160
Submission of CAIR NOX allowance transfers.
§97.161
EPA recordation.
§97.162
Notification.
rule

Subpart HH—MONITORING AND REPORTING

§97.170
General requirements.
§97.171
Initial certification and recertification procedures.
§97.172
Out of control periods.
§97.173
Notifications.
§97.174
Recordkeeping and reporting.
§97.175
Petitions.
rule

Subpart II—CAIR NOX OPT-IN UNITS

§97.180
Applicability.
§97.181
General.
§97.182
CAIR designated representative.
§97.183
Applying for CAIR opt-in permit.
§97.184
Opt-in process.
§97.185
CAIR opt-in permit contents.
§97.186
Withdrawal from CAIR NOX Annual Trading Program.
§97.187
Change in regulatory status.
§97.188
CAIR NOX allowance allocations to CAIR NOX opt-in units.
Appendix
Appendix A to Subpart II of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NOX Opt-In Units
rule

Subpart AAA—CAIR SO2 TRADING PROGRAM GENERAL PROVISIONS

§97.201
Purpose.
§97.202
Definitions.
§97.203
Measurements, abbreviations, and acronyms.
§97.204
Applicability.
§97.205
Retired unit exemption.
§97.206
Standard requirements.
§97.207
Computation of time.
§97.208
Appeal procedures.
rule

Subpart BBB—CAIR DESIGNATED REPRESENTATIVE FOR CAIR SO2 SOURCES

§97.210
Authorization and responsibilities of CAIR designated representative.
§97.211
Alternate CAIR designated representative.
§97.212
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
§97.213
Certificate of representation.
§97.214
Objections concerning CAIR designated representative.
§97.215
Delegation by CAIR designated representative and alternate CAIR designated representative.
rule

Subpart CCC—PERMITS

§97.220
General CAIR SO2 Trading Program permit requirements.
§97.221
Submission of CAIR permit applications.
§97.222
Information requirements for CAIR permit applications.
§97.223
CAIR permit contents and term.
§97.224
CAIR permit revisions.
rule

Subparts DDD-EEE [Reserved]

rule

Subpart FFF—CAIR SO2 ALLOWANCE TRACKING SYSTEM

§97.250
[Reserved]
§97.251
Establishment of accounts.
§97.252
Responsibilities of CAIR authorized account representative.
§97.253
Recordation of CAIR SO2 allowances.
§97.254
Compliance with CAIR SO2 emissions limitation.
§97.255
Banking.
§97.256
Account error.
§97.257
Closing of general accounts.
rule

Subpart GGG—CAIR SO2 ALLOWANCE TRANSFERS

§97.260
Submission of CAIR SO2 allowance transfers.
§97.261
EPA recordation.
§97.262
Notification.
rule

Subpart HHH—MONITORING AND REPORTING

§97.270
General requirements.
§97.271
Initial certification and recertification procedures.
§97.272
Out of control periods.
§97.273
Notifications.
§97.275
Petitions.
rule

Subpart III—CAIR SO2 OPT-IN UNITS

§97.280
Applicability.
§97.281
General.
§97.282
CAIR designated representative.
§97.283
Applying for CAIR opt-in permit.
§97.284
Opt-in process.
§97.285
CAIR opt-in permit contents.
§97.286
Withdrawal from CAIR SO2 Trading Program.
§97.287
Change in regulatory status.
§97.288
CAIR SO2 allowance allocations to CAIR SO2 opt-in units.
Appendix
Appendix A to Subpart III of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR SO2 Opt-In Units
rule

Subpart AAAA—CAIR NOX OZONE SEASON TRADING PROGRAM GENERAL PROVISIONS

§97.301
Purpose.
§97.302
Definitions.
§97.303
Measurements, abbreviations, and acronyms.
§97.304
Applicability.
§97.305
Retired unit exemption.
§97.306
Standard requirements.
§97.307
Computation of time.
§97.308
Appeal procedures.
Appendix
Appendix A to Subpart AAAA of Part 97—States With Approved State Implementation Plan Revisions Concerning Applicability
rule

Subpart BBBB—CAIR DESIGNATED REPRESENTATIVE FOR CAIR NOX OZONE SEASON SOURCES

§97.310
Authorization and responsibilities of CAIR designated representative.
§97.311
Alternate CAIR designated representative.
§97.312
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
§97.313
Certificate of representation.
§97.314
Objections concerning CAIR designated representative.
§97.315
Delegation by CAIR designated representative and alternate CAIR designated representative.
rule

Subpart CCCC—PERMITS

§97.320
General CAIR NOX Ozone Season Trading Program permit requirements.
§97.321
Submission of CAIR permit applications.
§97.322
Information requirements for CAIR permit applications.
§97.323
CAIR permit contents and term.
§97.324
CAIR permit revisions.
rule

Subpart DDDD—[RESERVED]

rule

Subpart EEEE—CAIR NOX OZONE SEASON ALLOWANCE ALLOCATIONS

§97.340
State trading budgets.
§97.341
Timing requirements for CAIR NOX Ozone Season allowance allocations.
§97.342
CAIR NOX Ozone Season allowance allocations.
§97.343
Alternative of allocation of CAIR NOX Ozone Season allowances by permitting authority.
Appendix
Appendix A to Subpart EEEE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations
rule

Subpart FFFF—CAIR NOX OZONE SEASON ALLOWANCE TRACKING SYSTEM

§97.350
[Reserved]
§97.351
Establishment of accounts.
§97.352
Responsibilities of CAIR authorized account representative.
§97.353
Recordation of CAIR NOX Ozone Season allowance allocations.
§97.354
Compliance with CAIR NOX emissions limitation.
§97.355
Banking.
§97.356
Account error.
§97.357
Closing of general accounts.
rule

Subpart GGGG—CAIR NOX OZONE SEASON ALLOWANCE TRANSFERS

§97.360
Submission of CAIR NOX Ozone Season allowance transfers.
§97.361
EPA recordation.
§97.362
Notification.
rule

Subpart HHHH—MONITORING AND REPORTING

§97.370
General requirements.
§97.371
Initial certification and recertification procedures.
§97.372
Out of control periods.
§97.373
Notifications.
§97.374
Recordkeeping and reporting.
§97.375
Petitions.
rule

Subpart IIII—CAIR NOX OZONE SEASON OPT-IN UNITS

§97.380
Applicability.
§97.381
General.
§97.382
CAIR designated representative.
§97.383
Applying for CAIR opt-in permit.
§97.384
Opt-in process.
§97.385
CAIR opt-in permit contents.
§97.386
Withdrawal from CAIR NOX Ozone Season Trading Program.
§97.387
Change in regulatory status.
§97.388
CAIR NOX Ozone Season allowance allocations to CAIR NOX Ozone Season opt-in units.
Appendix
Appendix A to Subpart IIII of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NOX Ozone Season Opt-in Units
rule

Subpart AAAAA—TR NOX ANNUAL TRADING PROGRAM

§97.401
Purpose.
§97.402
Definitions.
§97.403
Measurements, abbreviations, and acronyms.
§97.404
Applicability.
§97.405
Retired unit exemption.
§97.406
Standard requirements.
§97.407
Computation of time.
§97.408
Administrative appeal procedures.
§97.409
[Reserved]
§97.410
State NOX Annual trading budgets, new unit set-asides, Indian country new unit set-aside, and variability limits.
§97.411
Timing requirements for TR NOX Annual allowance allocations.
§97.412
TR NOX Annual allowance allocations to new units.
§97.413
Authorization of designated representative and alternate designated representative.
§97.414
Responsibilities of designated representative and alternate designated representative.
§97.415
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
§97.416
Certificate of representation.
§97.417
Objections concerning designated representative and alternate designated representative.
§97.418
Delegation by designated representative and alternate designated representative.
§97.419
[Reserved]
§97.420
Establishment of compliance accounts, assurance accounts, and general accounts.
§97.421
Recordation of TR NOX Annual allowance allocations and auction results.
§97.422
Submission of TR NOX Annual allowance transfers.
§97.423
Recordation of TR NOX Annual allowance transfers.
§97.424
Compliance with TR NOX Annual emissions limitation.
§97.425
Compliance with TR NOX Annual assurance provisions.
§97.426
Banking.
§97.427
Account error.
§97.428
Administrator's action on submissions.
§97.429
[Reserved]
§97.430
General monitoring, recordkeeping, and reporting requirements.
§97.431
Initial monitoring system certification and recertification procedures.
§97.432
Monitoring system out-of-control periods.
§97.433
Notifications concerning monitoring.
§97.434
Recordkeeping and reporting.
§97.435
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
rule

Subpart BBBBB—TR NOX OZONE SEASON TRADING PROGRAM

§97.501
Purpose.
§97.502
Definitions.
§97.503
Measurements, abbreviations, and acronyms.
§97.504
Applicability.
§97.505
Retired unit exemption.
§97.506
Standard requirements.
§97.507
Computation of time.
§97.508
Administrative appeal procedures.
§97.509
[Reserved]
§97.510
State NOX Ozone Season trading budgets, new unit set-asides, Indian country new unit set-aside, and variability limits.
§97.511
Timing requirements for TR NOX Ozone Season allowance allocations.
§97.512
TR NOX Ozone Season allowance allocations to new units.
§97.513
Authorization of designated representative and alternate designated representative.
§97.514
Responsibilities of designated representative and alternate designated representative.
§97.515
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
§97.516
Certificate of representation.
§97.517
Objections concerning designated representative and alternate designated representative.
§97.518
Delegation by designated representative and alternate designated representative.
§97.519
[Reserved]
§97.520
Establishment of compliance accounts, assurance accounts, and general accounts.
§97.521
Recordation of TR NOX Ozone Season allowance allocations and auction results.
§97.522
Submission of TR NOX Ozone Season allowance transfers.
§97.523
Recordation of TR NOX Ozone Season allowance transfers.
§97.524
Compliance with TR NOX Ozone Season emissions limitation.
§97.525
Compliance with TR NOX Ozone Season assurance provisions.
§97.526
Banking.
§97.527
Account error.
§97.528
Administrator's action on submissions.
§97.529
[Reserved]
§97.530
General monitoring, recordkeeping, and reporting requirements.
§97.531
Initial monitoring system certification and recertification procedures.
§97.532
Monitoring system out-of-control periods.
§97.533
Notifications concerning monitoring.
§97.534
Recordkeeping and reporting.
§97.535
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
rule

Subpart CCCCC—TR SO2 GROUP 1 TRADING PROGRAM

§97.601
Purpose.
§97.602
Definitions.
§97.603
Measurements, abbreviations, and acronyms.
§97.604
Applicability.
§97.605
Retired unit exemption.
§97.606
Standard requirements.
§97.607
Computation of time.
§97.608
Administrative appeal procedures.
§97.609
[Reserved]
§97.610
State SO2 Group 1 trading budgets, new unit set-asides, Indian country new unit set-aside, and variability limits.
§97.611
Timing requirements for TR SO2 Group 1 allowance allocations.
§97.612
TR SO2 Group 1 allowance allocations to new units.
§97.613
Authorization of designated representative and alternate designated representative.
§97.614
Responsibilities of designated representative and alternate designated representative.
§97.615
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
§97.616
Certificate of representation.
§97.617
Objections concerning designated representative and alternate designated representative.
§97.618
Delegation by designated representative and alternate designated representative.
§97.619
[Reserved]
§97.620
Establishment of compliance accounts, assurance accounts, and general accounts.
§97.621
Recordation of TR SO2 Group 1 allowance allocations and auction results.
§97.622
Submission of TR SO2 Group 1 allowance transfers.
§97.623
Recordation of TR SO2 Group 1 allowance transfers.
§97.624
Compliance with TR SO2 Group 1 emissions limitation.
§97.625
Compliance with TR SO2 Group 1 assurance provisions.
§97.626
Banking.
§97.627
Account error.
§97.628
Administrator's action on submissions.
§97.629
[Reserved]
§97.630
General monitoring, recordkeeping, and reporting requirements.
§97.631
Initial monitoring system certification and recertification procedures.
§97.632
Monitoring system out-of-control periods.
§97.633
Notifications concerning monitoring.
§97.634
Recordkeeping and reporting.
§97.635
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
rule

Subpart DDDDD—TR SO2 GROUP 2 TRADING PROGRAM

§97.701
Purpose.
§97.702
Definitions.
§97.703
Measurements, abbreviations, and acronyms.
§97.704
Applicability.
§97.705
Retired unit exemption.
§97.706
Standard requirements.
§97.707
Computation of time.
§97.708
Administrative appeal procedures.
§97.709
[Reserved]
§97.710
State SO2 Group 2 trading budgets, new unit set-asides, Indian country new unit set-aside, and variability limits.
§97.711
Timing requirements for TR SO2 Group 2 allowance allocations.
§97.712
TR SO2 Group 2 allowance allocations to new units.
§97.713
Authorization of designated representative and alternate designated representative.
§97.714
Responsibilities of designated representative and alternate designated representative.
§97.715
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
§97.716
Certificate of representation.
§97.717
Objections concerning designated representative and alternate designated representative.
§97.718
Delegation by designated representative and alternate designated representative.
§97.719
[Reserved]
§97.720
Establishment of compliance accounts, assurance accounts, and general accounts.
§97.721
Recordation of TR SO2 Group 2 allowance allocations and auction results.
§97.722
Submission of TR SO2 Group 2 allowance transfers.
§97.723
Recordation of TR SO2 Group 2 allowance transfers.
§97.724
Compliance with TR SO2 Group 2 emissions limitation.
§97.725
Compliance with TR SO2 Group 2 assurance provisions.
§97.726
Banking.
§97.727
Account error.
§97.728
Administrator's action on submissions.
§97.729
[Reserved]
§97.730
General monitoring, recordkeeping, and reporting requirements.
§97.731
Initial monitoring system certification and recertification procedures.
§97.732
Monitoring system out-of-control periods.
§97.733
Notifications concerning monitoring.
§97.734
Recordkeeping and reporting.
§97.735
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Appendix
Appendix A to Part 97—Final Section 126 Rule: EGU Allocations, 2004-2007
Appendix
Appendix B to Part 97—Final Section 126 Rule: Non-EGU Allocations, 2004-2007
Appendix
Appendix C to Part 97—Final Section 126 Rule: Trading Budget
Appendix
Appendix D to Part 97—Final Section 126 Rule: State Compliance supplement pools for the Section 126 Final Rule (Tons)


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