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Electronic Code of Federal Regulations

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e-CFR Data is current as of November 20, 2014

Title 17Chapter I


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION

rule
Part
Table of Contents
Headings
rule
1
1.1 to 1.75
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
2
2.1 to 2.4
OFFICIAL SEAL
3
3.1 to 3.75
REGISTRATION
4
4.1 to 4.41
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
5
5.1 to 5.25
OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
7
7.1
REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
8
[RESERVED]
9
9.1 to 9.33
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
10
10.1 to 10.114
RULES OF PRACTICE
11
11.1 to 11.8
RULES RELATING TO INVESTIGATIONS
12
12.1 to 12.408
RULES RELATING TO REPARATIONS
13
13.1 to 13.6
PUBLIC RULEMAKING PROCEDURES
14
14.1 to 14.10
RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
15
15.00 to 15.06
REPORTS—GENERAL PROVISIONS
16
16.00 to 16.07
REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES
17
17.00 to 17.04
REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
18
18.00 to 18.06
REPORTS BY TRADERS
19
19.00 to 19.03-19.10
REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO §1.3(z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON
20
20.1 to 20.11
LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS
21
21.00 to 21.06
SPECIAL CALLS
22
22.1 to 22.17
CLEARED SWAPS
23
23.1-23.20 to 23.704
SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
30
30.1 to 30.13
FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
31
31.1-31.2 to 31.29
LEVERAGE TRANSACTIONS
32
32.1 to 32.5
REGULATION OF COMMODITY OPTION TRANSACTIONS
33
33.1 to 33.11
REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY
34
34.1 to 34.3
REGULATION OF HYBRID INSTRUMENTS
35
35.1
SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)
36
36.1 to 36.3
EXEMPT MARKETS
37
37.1 to 37.1501
SWAP EXECUTION FACILITIES
38
38.1 to 38.1201
DESIGNATED CONTRACT MARKETS
39
39.1 to 39.42
DERIVATIVES CLEARING ORGANIZATIONS
40
40.1 to 40.12
PROVISIONS COMMON TO REGISTERED ENTITIES


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