About GPO   |   Newsroom/Media   |   Congressional Relations   |   Inspector General   |   Careers   |   Contact   |   askGPO   |   Help  
 
Home   |   Customers   |   Vendors   |   Libraries  
The Code of Federal Regulations (CFR) annual edition is the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government produced by the Office of the Federal Register (OFR) and the Government Publishing Office.


Parallel Table of Authorities and Rules for the Code of Federal Regulations and the United States Code
Text | PDF

Find, review, and submit comments on Federal rules that are open for comment and published in the Federal Register using Regulations.gov.

Purchase individual CFR titles from the U.S. Government Online Bookstore.

Find issues of the CFR (including issues prior to 1996) at a local Federal depository library.

[2]
 
 

Electronic Code of Federal Regulations

Electronic Code of Federal Regulations

e-CFR data is current as of May 28, 2015

Title 17Chapter IVSubchapter APart 405


TITLE 17—Commodity and Securities Exchanges

CHAPTER IV—DEPARTMENT OF THE TREASURY

SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934

PART 405—REPORTS AND AUDIT

rule
§405.1
Application of part to registered brokers and dealers and to financial institutions; transition rule.
§405.2
Reports to be made by registered government securities brokers and dealers.
§405.3
Notification provisions for certain registered government securities brokers and dealers.
§405.4
Financial recordkeeping and reporting of currency and foreign transactions by registered government securities brokers and dealers.
§405.5
Risk assessment reporting requirements for registered government securities brokers and dealers.

Need assistance?