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Electronic Code of Federal Regulations

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e-CFR Data is current as of March 31, 2015

Title 17Chapter IPart 165

TITLE 17—Commodity and Securities Exchanges



Procedures for submitting original information.
Prerequisites to the consideration of an award.
Whistleblowers ineligible for an award.
Procedures for award applications and Commission award determinations.
Amount of award.
Criteria for determining amount of award.
Contents of record for award determinations.
Awards based upon related actions.
Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
Procedures applicable to the payment of awards.
Delegations of authority.
No immunity.
Awards to whistleblowers who engage in culpable conduct.
Staff communications with whistleblowers from represented entities.
Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
Appendix A to Part 165—Guidance With Respect to the Protection of Whistleblowers Against Retaliation

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