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The Electronic Code of Federal Regulations (e-CFR) is a regularly updated, unofficial editorial compilation of CFR material and Federal Register amendments produced by the National Archives and Records Administration's Office of the Federal Register (OFR) and the Government Printing Office.

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Electronic Code of Federal Regulations

blue pill

e-CFR Data is current as of April 17, 2014

TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION

PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

rule
§14.1
Scope.
§14.2
Definitions of appearance and practice.
§14.3
Hearings.
§14.4
Violation of Commodity Exchange Act.
§14.5
Criminal conviction.
§14.6
Disbarment or suspension by licensing authority.
§14.7
Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
§14.8
Lack of requisite qualifications, character and integrity.
§14.9
Duty to file information concerning adverse judicial or administrative action.
§14.10
Reinstatement.


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