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Electronic Code of Federal Regulations

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e-CFR Data is current as of October 23, 2014

Title 17Chapter IPart 140


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)

PART 140—ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION

rule

Subpart A—ORGANIZATION

§140.1
Headquarters office.
§140.2
Regional office—regional coordinators.
rule

Subpart B—FUNCTIONS

§140.10
The Commission.
§140.11
Emergency action by the senior Commissioner available.
§140.12
Disposition of business by seriatim Commission consideration.
§140.13
Vacancy in position of Chairman.
§140.14
Delegation of authority to the Secretary of the Commission.
§140.20
Designation of senior official to oversee Commission use of national security information.
§140.21
Definitions.
§140.22
Procedures.
§140.23
General access requirements.
§140.24
Control and accountability procedures.
§140.61
[Reserved]
§140.72
Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
§140.73
Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
§140.74
Delegation of authority to issue special calls for Series 03 Reports and Form 40.
§140.75
Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight.
§140.76
Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
§140.77
Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
§140.80
Disclosure of information pursuant to a subpoena or summons.
§140.81
[Reserved]
§140.91
Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight.
§140.92
Delegation of authority to grant registrations and renewals thereof.
§140.93
Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.
§140.94
Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk.
§140.95
Delegation of authority with respect to withdrawals from registration.
§140.96
Delegation of authority to publish in the Federal Register.
§140.97
Delegation of authority regarding requests for classification of positions as bona fide hedging.
§140.98
Publication of no-action, interpretative and exemption letters and other written communications.
§140.99
Requests for exemptive, no-action and interpretative letters.
rule

Subpart C—REGULATION CONCERNING CONDUCT OF MEMBERS AND EMPLOYEES AND FORMER MEMBERS AND EMPLOYEES OF THE COMMISSION

§140.735-1
Authority and purpose.
§140.735-2
Prohibited transactions.
§140.735-2a
Prohibited interests.
§140.735-3
Non-governmental employment and other outside activity.
§140.735-4
Receipt and disposition of foreign gifts and decorations.
§140.735-5
Disclosure of information.
§140.735-6
Practice by former members and employees of the Commission.
§140.735-7
Statutory violations applicable to conduct of Commission members and employees.
§140.735-8
Interpretative and advisory service.


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