About GPO   |   Newsroom/Media   |   Congressional Relations   |   Inspector General   |   Careers   |   Contact   |   askGPO   |   Help  
 
Home   |   Customers   |   Vendors   |   Libraries  

The Electronic Code of Federal Regulations (e-CFR) is a regularly updated, unofficial editorial compilation of CFR material and Federal Register amendments produced by the National Archives and Records Administration's Office of the Federal Register (OFR) and the Government Printing Office.

Parallel Table of Authorities and Rules for the Code of Federal Regulations and the United States Code
Text | PDF

Find, review, and submit comments on Federal rules that are open for comment and published in the Federal Register using Regulations.gov.

Purchase individual CFR titles from the U.S. Government Online Bookstore.

Find issues of the CFR (including issues prior to 1996) at a local Federal depository library.

[2]
 
 

Electronic Code of Federal Regulations

blue pill

e-CFR Data is current as of April 21, 2014

TITLE 12—Banks and Banking

CHAPTER III—FEDERAL DEPOSIT INSURANCE CORPORATION

SUBCHAPTER B—REGULATIONS AND STATEMENTS OF GENERAL POLICY

PART 351—PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS

rule

Subpart A—AUTHORITY AND DEFINITIONS

§351.1
Authority, purpose, scope, and relationship to other authorities.
§351.2
Definitions.
rule

Subpart B—PROPRIETARY TRADING

§351.3
Prohibition on proprietary trading.
§351.4
Permitted underwriting and market making-related activities.
§351.5
Permitted risk-mitigating hedging activities.
§351.6
Other permitted proprietary trading activities.
§351.7
Limitations on permitted proprietary trading activities.
§§351.8-351.9
[Reserved]
rule

Subpart C—COVERED FUNDS ACTIVITIES AND INVESTMENTS

§351.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§351.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§351.12
Permitted investment in a covered fund.
§351.13
Other permitted covered fund activities and investments.
§351.14
Limitations on relationships with a covered fund.
§351.15
Other limitations on permitted covered fund activities.
§351.16
Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.
§§351.17-351.19
[Reserved]
rule

Subpart D—COMPLIANCE PROGRAM REQUIREMENT; VIOLATIONS

§351.20
Program for compliance; reporting
§351.21
Termination of activities or investments; penalties for violations.
Appendix
Appendix A to Part 351—Reporting and Recordkeeping Requirements for Covered Trading Activities
Appendix
Appendix B to Part 351—Enhanced Minimum Standards for Compliance Programs


For questions or comments regarding e-CFR editorial content, features, or design, email ecfr@nara.gov.
For questions concerning e-CFR programming and delivery issues, email webteam@gpo.gov.