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Electronic Code of Federal Regulations

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e-CFR Data is current as of December 18, 2014

Title 12Chapter IISubchapter APart 221


TITLE 12—Banks and Banking

CHAPTER II—FEDERAL RESERVE SYSTEM (CONTINUED)

SUBCHAPTER A—BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED)

PART 221—CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)

rule
§221.1
Authority, purpose, and scope.
§221.2
Definitions.
§221.3
General requirements.
§221.4
Employee stock option, purchase, and ownership plans.
§221.5
Special purpose loans to brokers and dealers.
§221.6
Exempted transactions.
§221.7
Supplement: Maximum loan value of margin stock and other collateral.

Interpretations

§221.101
Determination and effect of purpose of loan.
§221.102
Application to committed credit where funds are disbursed thereafter.
§221.103
Loans to brokers or dealers.
§221.104
Federal credit unions.
§221.105
Arranging for extensions of credit to be made by a bank.
§221.106
Reliance in “good faith” on statement of purpose of loan.
§221.107
Arranging loan to purchase open-end investment company shares.
§221.108
Effect of registration of stock subsequent to making of loan.
§221.109
Loan to open-end investment company.
§221.110
Questions arising under this part.
§221.111
Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
§221.112
Loans by bank in capacity as trustee.
§221.113
Loan which is secured indirectly by stock.
§221.114
Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
§221.115
Accepting a purpose statement through the mail without benefit of face-to-face interview.
§221.116
Bank loans to replenish working capital used to purchase mutual fund shares.
§221.117
When bank in “good faith” has not relied on stock as collateral.
§221.118
Bank arranging for extension of credit by corporation.
§221.119
Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
§221.120
Allocation of stock collateral to purpose and nonpurpose credits to same customer.
§221.121
Extension of credit in certain stock option and stock purchase plans.
§221.122
Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
§221.123
Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
§221.124
Purchase of debt securities to finance corporate takeovers.
§221.125
Credit to brokers and dealers.


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