About GPO   |   Newsroom/Media   |   Congressional Relations   |   Inspector General   |   Careers   |   Contact   |   askGPO   |   Help  
 
Home   |   Customers   |   Vendors   |   Libraries  

The Electronic Code of Federal Regulations (e-CFR) is a regularly updated, unofficial editorial compilation of CFR material and Federal Register amendments produced by the National Archives and Records Administration's Office of the Federal Register (OFR) and the Government Printing Office.

Parallel Table of Authorities and Rules for the Code of Federal Regulations and the United States Code
Text | PDF

Find, review, and submit comments on Federal rules that are open for comment and published in the Federal Register using Regulations.gov.

Purchase individual CFR titles from the U.S. Government Online Bookstore.

Find issues of the CFR (including issues prior to 1996) at a local Federal depository library.

[2]
 
 

Electronic Code of Federal Regulations

blue pill

e-CFR Data is current as of December 16, 2014

Title 12Chapter IISubchapter APart 218


TITLE 12—Banks and Banking

CHAPTER II—FEDERAL RESERVE SYSTEM

SUBCHAPTER A—BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM

PART 218—EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER IN THE SECURITIES EXCHANGE ACT OF 1934 (REGULATION R)

rule
§218.100
Definition.
§218.700
Defined terms relating to the networking exception from the definition of “broker.”
§218.701
Exemption from the definition of “broker” for certain institutional referrals.
§218.721
Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
§218.722
Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
§218.723
Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
§218.740
Defined terms relating to the sweep accounts exception from the definition of “broker.”
§218.741
Exemption for banks effecting transactions in money market funds.
§218.760
Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
§218.771
Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
§218.772
Exemption from the definition of “broker” for banks engaging in securities lending transactions.
§218.775
Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
§218.776
Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
§218.780
Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
§218.781
Exemption from the definition of “broker” for banks for a limited period of time.


For questions or comments regarding e-CFR editorial content, features, or design, email ecfr@nara.gov.
For questions concerning e-CFR programming and delivery issues, email webteam@gpo.gov.