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Electronic Code of Federal Regulations

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e-CFR Data is current as of November 26, 2014

Title 12Chapter IPart 197


TITLE 12—Banks and Banking

CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 197—SECURITIES OFFERINGS

rule
§197.1
Definitions.
§197.2
Offering circular requirement.
§197.3
Exemptions.
§197.4
Non-public offering.
§197.5
Filing and signature requirements.
§197.6
Effective date.
§197.7
Form, content, and accounting.
§197.8
Use of the offering circular.
§197.9
Escrow requirement.
§197.10
Unsafe or unsound practices.
§197.11
Withdrawal or abandonment.
§197.12
Securities sale report.
§197.13
Public disclosure and confidential treatment.
§197.14
Waiver.
§197.15
Requests for interpretive advice or waiver.
§197.16
Delayed or continuous offering and sale of securities.
§197.17
Sales of securities at an office of a savings association.
§197.18
Current and periodic reports.
§197.19
Approval of the security.
§197.21
Filing of copies of offering circulars in certain exempt offerings.
Appendix
Appendix A to Part 197—Form for Securities Sale Report


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