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Electronic Code of Federal Regulations

blue pill

e-CFR Data is current as of November 20, 2014

Title 12Chapter IPart 16


TITLE 12—Banks and Banking

CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 16—SECURITIES OFFERING DISCLOSURE RULES

rule
§16.1
Authority, purpose, and scope.
§16.2
Definitions.
§16.3
Registration statement and prospectus requirements.
§16.4
Communications not deemed an offer.
§16.5
Exemptions.
§16.6
Sales of nonconvertible debt.
§16.7
Nonpublic offerings.
§16.8
Small issues.
§16.9
Securities offered and sold in holding company dissolution.
§16.15
Form and content.
§16.16
Effectiveness.
§16.17
Filing requirements and inspection of documents.
§16.18
Use of prospectus.
§16.19
Withdrawal or abandonment.
§16.30
Request for interpretive advice or no-objection letter.
§16.31
Escrow requirement.
§16.32
Fraudulent transactions and unsafe and unsound practices.
§16.33
Filing fees.


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