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Electronic Code of Federal Regulations

e-CFR Data is current as of October 29, 2014

Title 15Subtitle BChapter IPart 30Subpart H → Appendix


Title 15: Commerce and Foreign Trade
PART 30—FOREIGN TRADE REGULATIONS
Subpart H—Penalties


Appendix E to Part 30—FTSR to FTR Concordance

FTSRFTSR Regulatory topicFTRFTR Regulatory topic
Subpart A—General Requirements—USPPI
30.1General statement of requirement for Shipper's Export Declarations (SEDs)30.2General requirements for filing Electronic Export Information (EEI).
30.1(a)General requirements for filing SEDsGeneral requirements for filing EEI.
30.1(b)General requirements for reporting regarding method of transportationNA.
30.1(c)AES as an alternative to SED reportingNA.
30.1(d)Electronic transmissions and intangible transfers30.2 (d)(3)Exclusions from filing EEI.
30.2Related export control requirements30.15Export control and licensing requirements introduction.
   30.16EAR requirements for export information on shipments from U.S. Possessions to foreign destinations or areas.
   30.17Customs and Border Protection Regulations.
30.3Shipper's Export Declaration formsNA.
30.4Preparation and signature of Shipper's Export Declarations (SED)30.3Electronic Export Information filer requirements, parties to export transactions, responsibilities of parties to export transactions.
30.4(a)General requirements (SED)30.3(a)General Requirements.
   30.3(b)Parties to the export transaction.
30.4(b)Responsibilities of parties in export transactions30.3(c)General responsibilities of parties in export transactions.
   30.3(d)Filer responsibilities.
30.4(c)Responsibilities of parties in a routed export transactions30.3(e)Responsibilities of parties in a routed export transaction.
30.4(d)Information on the Shipper's Export Declaration (SED) or Automated Export System (AES) record30.3(a)General requirements.
30.4(e)Authorizing a forwarding or other agent30.3(f)Authorizing an agent.
30.4(f)Format requirements for SEDsNA.
30.5Number and copies of Shipper's Export Declaration requiredNA.
30.6Requirements as to separate Shipper's Export DeclarationsNA.
30.7Information required on Shipper's Export DeclarationsNA.
30.8Additional information required on Shipper's Export Declaration for In-Transit Goods (ENG Form 7513)NA.
30.9Requirements for separation and alignment of items on Shipper's Export DeclarationsNA.
30.10Continuation sheets for Shipper's Export DeclarationNA.
30.11Authority to require production of document30.10(b)Authority to require production of documents and retaining electronic data.
30.12Time and place for presenting the SED, exemption legends or proof of filing citations30.4Electronic export information filing procedures, deadlines, and certification statements.
   30.8Time and place for presenting proof of filing citations, postdeparture filing citations, AES downtime citations, and exemption legends.
30.15Procedure for presentation of declarations covering shipments from an interior pointNA.
30.16Corrections to Shipper's Export Declarations30.9Transmitting and correcting Electronic Export Information.
Subpart B—General Requirements—Exporting Carriers
30.20General statement of requirement for the filing of manifests30.45General statement of requirements for the filing of carrier manifests with proof of filing citations.
30.20(a)Carriers transporting merchandise from the United States, Puerto Rico, or U.S. territories to foreign countries30.45(a)Requirements for filing carrier manifest.
30.20(b)For carriers transporting merchandise from the United States to Puerto Rico30.45(a)Requirements for filing carrier manifest.
30.20(c)Except as otherwise specifically provided, declarations should not be filed at the place where the shipment originates30.45(a)Requirements for filing carrier manifest.
30.20(d)For purposes of these regulations, the port of exportation is defined as30.1(c)Definition used with EEI.
30.21Requirements for the filing of Manifests30.45General statement of requirements for the filing of carrier manifests with proof of filing citations for the electronic submission of export information or exemption legends when EEI is not required.
30.21(a)Vessel30.45(a)(1)Vessel.
30.21(b)Aircraft30.45(a)(2)Aircraft.
30.21(c)Rail Carrier30.45(a)(3)Rail Carrier.
30.21(d)Carriers not required to file manifests30.45(a)(4)Carriers not required to file manifests.
30.22(a)Requirements for the filing of SEDs or AES exemption legends and AES proof of filing citations by departing carriers30.8Time and place for presenting proof of filing citation, and exemption legends.
30.22(b)The exporting carrier shall be responsible for the accuracy of the following items of informationNA.
30.22(c)Except as provided in paragraph (d) of this section, when a transportation company finds, prior to the filing of declarations and manifest as provided in paragraph (a) of this section, that due to circumstances beyond the control of the transportation company or to inadvertence, a portion of the merchandise covered by an individual Shipper's Export Declaration has not been exported on the intended carrierNA.
30.22(d)When a shipment by air covered by a single Shipper's Export Declaration is divided by the transportation company and exported in more than one aircraft of the transportation30.45(c)Split shipments.
30.22(e)Exporting carriers are authorized to amend incorrect shipping weights reported on Shipper's Export DeclarationsNA.
30.23Requirements for the filing of Shipper's Export Declarations by pipeline carriers.30.46Requirements for the filing of export information by pipeline carriers.
30.24Clearance or departure of carriers under bond on incomplete manifest on Shipper's Export Declarations30.47Clearance or departure of carriers under bond on incomplete manifests.
Subpart C—Special Provisions Applicable Under Particular Circumstances
30.30Values for certain types of transactions30.25Values for certain types of transactions.
30.31Identification of certain nonstatistical and other unusual transactions30.29Reporting of repairs and replacements.
30.31(a)Merchandise exported for repair only, and other temporary exports30.29(a)The return of goods previously imported for repair.
30.31(b)The return of merchandise previously imported for repair only30.29(b)Goods that are covered under warranty and other temporary exports.
30.31(c)Shipments of material in connection with construction, maintenance, and related work being done on projects for the U.S. Armed ForcesNA.
30.33Vessels, planes, cargo vans, and other carriers and containers sold foreign30.26Reporting of vessels, aircraft, cargo vans, and other carriers and containers.
30.34Return of exported cargo to the United States prior to reaching its final destination30.27Return of exported cargo to the United States prior to reaching its final destination.
30.37Exceptions from the requirement for reporting complete commodity detail on the Shipper's Export Declaration30.38Exemption from the requirements for reporting complete commodity information.
30.37(a)Where it can be determined that particular types of U.S. Government shipments, or shipments for government projects, are of such nature that they should not be included in the export statistics30.39Special exemptions for shipments to the U.S. Armed Services. (Note, this section does not specifically address construction materials nor related work being done on projects).
30.37(b)Special exemptions to specific portions of the requirements of §30.7 with respect to the reporting of detailed informationNA.
30.39Authorization for reporting statistical information other than by means of individual Shipper's Export Declarations filed for each shipmentNA.
30.40Single declaration for multiple consigneesNA.
30.41“Split shipments” by air30.28Split shipments.
Subpart D—Exemptions from the requirements for the Filing of Shipper's Export Declarations
30.50Procedure for shipments exempt from the requirements for Shipper's Export Declarations30.35Procedure for shipments exempt from filing requirements.
30.51Government shipments not generally exempt30.39Special exemption for shipments to the U.S. Armed Services.
30.52Special exemptions for shipments to the U.S. Armed Services30.39Special exemptions for shipments to the U.S. Armed Services.
30.53Special exemptions for certain shipments to U.S. Government agencies and employees30.40Special exemptions for certain shipments to U.S. Government agencies and employees.
30.53(e)All commodities shipped to and for the exclusive use of the Panama Canal Zone Government or the Panama Canal CompanyNA.
30.55Miscellaneous exemptions30.37Miscellaneous exemptions.
30.55(a)Diplomatic pouches and their contents30.37(i)Diplomatic pouches and their contents.
30.55(b)Human remains and accompanying appropriate receptacles and flowers30.37(j)Human remains and accompanying appropriate receptacles and flowers.
30.55(c)Shipments from one point in the United States to another thereof by routes passing through Mexico30.37(c)Shipments from one point in the United States to another point in the United States by routes passing through Canada or Mexico.
30.55(d)Shipments from one point in Mexico to another point thereof by routes through the United States30.37(d)Shipments from one point in Canada or Mexico to another point in the same country by routes through the United States.
30.55(e)Shipments, other than by vessel, or merchandise for which no validated export licenses are required, transported inbond through the United States, and exported from another U.S. port, or transshipped and exported directly from the port of arrival30.2(d)(1)Shipments, transported in-bond through the United States, and exported from another U.S. port, or transshipped and exported directly from the port of arrival.
30.55(f)Shipments to foreign libraries, government establishments, or similar institutions, as provided in §30.53(d)30.37(g)Shipments to foreign libraries, government establishments, or similar institutions, as provided in §30.40(d).
30.55(g)Shipments of single gift parcels as authorized by the Bureau of Industry and Security under License Exception GFT, see 15 CFR 740.12 of the EAR30.37(h)Shipments authorized by License Exception GFT for gift parcels, humanitarian donations.
30.55(h)Except as noted in paragraph (h)(2) of this section, exports of commodities where the value of the commodities shipped from one exporter to one consignee on a single exporting carrier, classified under an individual Schedule B number, is $2,500 or less30.37(a)Except as noted in §30.2(a)(1)(iv), exports of commodities where the value of the commodities shipped USPPI to one consignee on a single exporting carrier, classified under an individual Schedule B or HTSUSA commodity classification code, is $2,500 or less.
30.55(i)Shipments of interplant correspondence, executed invoices, and other documents and other shipments of company business records from a U.S. firm to its subsidiary or affiliate30.37(k)Shipments of interplant correspondence, executed invoices, and other documents and other shipments of company business records from a U.S. firm to its subsidiary or affiliate.
30.55(j)Shipments of pets as baggage, accompanied or unaccompanied, of persons leaving the United States, including members of crews on vessels and aircraft30.37(l)Shipments of pets as baggage, accompanied or unaccompanied, of persons leaving the United States, including members of crews on vessels and aircraft.
30.55(k)Shipments for use in connection with NASA tracking systems under Office of Export Administration Project License DL-5355-SNA.
30.55(l)Shipments of aircraft parts and equipment, and food, saloon, slop chest, and related stores, provisions, and supplies for use on aircraft by a U.S. airline to its own installations, aircraft, and agent aboard, under Department of Commerce, Office of Export Administration General License, RCSNA.
30.55(m)Shipments for use in connection with NOAA operations under the Office of Export Administration General License G-NOAANA.
30.55(n)Exports of technology and software as defined in 15 CFR 772 of the EAR that do not require an export license30.37(f)Exports of technology and software as defined in 15 CFR 772 of the EAR that do not require an export license.
30.55(o)Intangible exports of software and technology, such as downloaded software and technical data, including technology and software that requires an export license and mass market software exported electronically30.2(d)(3)Intangible exports of software and technology, such as downloaded software and technical data, including technology and software that requires an export license and mass market software exported electronically.
30.56Conditional Exemptions30.37Miscellaneous exemptions.
30.56(a)Baggage and personal effects30.38Exemption from the requirements for reporting complete commodity information.
30.56(b)Tools of trade.30.37(b)Tools of trade
30.56(c)Carriers' stores.30.37(m)Carriers' stores
30.56(d)Dunnage.30.37(n)Dunnage
30.57Information on export declarations for shipments of types of goods covered by §30.56 not conditionally exemptNA.
30.58Exemption for shipments from the United States to Canada30.36Exemption for shipments destined to Canada.
Subpart E—Electronic Filing Requirements—Shipper's Export Information
30.60General requirements for filing export and manifest data electronically using the Automated Export System (AES)30.2General requirements for filing Electronic Export Information.
30.60(a)ParticipationNA.
30.60(b)Letter of Intent30.5(a)(1)Postdeparture filing application.
30.60(c)General filing and transmission requirements30.4NA.
30.60(d)General responsibilities of exporters, filing agents, and sea carriers30.3Electronic Export Information filer requirements, parties to export transactions, and responsibilities of parties to export transactions.
30.61Electronic filing options30.4Electronic Export Information filing procedure, deadlines, and certification statement.
30.62AES Certification, qualifications, and standards30.5EEI filing application and certification processes and standards.
30.63Information required to be reported electronically through AES (data elements)30.6Electronic Export Information data elements.
30.64Transmitting and correcting AES information30.9Transmitting and correcting Electronic Export Information.
30.65Annotating the proper exemption legends or proof of filing citations for shipments transmitted electronically30.7Annotating the bill of lading, air waybill, and other commercial loading documents with the proper proof of filing citations, approved postdeparture filing citations, downtime filing citation, or exemption legends.
30.66Recordkeeping and requirements30.5(f)Support.
30.66Support, documentation, and recordkeeping requirements30.10Retention of export information and the authority to require production of documents.
Subpart F—General Requirements—Importers
30.70Statistical information required on import entries30.50General requirements for filing import entries.
   30.51Statistical information required for import entries.
30.80Imports from Canada30.54Special provisions for imports from Canada.
30.81Imports of merchandise into GuamNA.
30.82Identification of U.S. merchandise returned for repair and reexport30.53Import of goods returned for repair.
30.83Statistical copy of mail and informal entriesNA.
Subpart H—General Administrative Provisions
30.90Confidential information, import entries, and withdrawals30.55Confidentiality information, import entries, and withdrawals.
30.91Confidential information, Shipper's Export Declarations30.60Confidentiality of Electronic Export Information.
30.92Statistical classification schedules30.61Statistical classification schedules.
30.93Emergency exceptions30.62Emergency exceptions.
30.94Instructions to CBPNA.
30.95Penalties for violationsSubpart H.
30.95(a)Exports (reexports) of rough diamonds30.70Violation of the Clean Diamond Trade Act.
30.95(b)Exports of other than rough diamonds30.71False or fraudulent reporting.
30.99OMB control numbers assigned pursuant to the Paperwork Reduction Act30.63Office of Management and Budget control numbers assigned pursuant to the Paperwork Reduction Act.

[78 FR 16384, Mar. 14, 2014]



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