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Electronic Code of Federal Regulations

e-CFR Data is current as of April 22, 2014

Title 17: Commodity and Securities Exchanges
PART 39—DERIVATIVES CLEARING ORGANIZATIONS
Subpart B—Compliance with Core Principles


§39.9   Scope.

The provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and §1.3(d) of this chapter, which is registered or deemed to be registered with the Commission as a derivatives clearing organization, is required to register as such with the Commission pursuant to section 5b(a) of the Act, or which voluntarily registers as such with the Commission pursuant to section 5b(b) or otherwise.



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